FinMin to re-examine capital controls, foreign portfolio investment norms

K. R. Srivats Updated - March 12, 2018 at 04:51 PM.

Sahoo panel to re-visit source-based taxation; report by March-end

The Finance Ministry opened the New Year with a major initiative to review the framework governing capital controls and foreign portfolio investments.

For this, the Ministry has extended the term of the Sahoo Committee, which recently submitted its recommendations on depository receipts.

In the second phase, the nine-member panel — headed by M. S. Sahoo, a former whole-time member of SEBI and now Secretary to the Institute of Company Secretaries of India — has been asked to review the framework on external commercial borrowings (ECBs) and foreign currency convertible bonds (FCCBs). It is to submit a report by March-end, according to sources close to the development. Besides reviewing the framework of direct listing of Indian companies abroad, the panel will look at dual listing of corporates.

SOURCE Vs RESIDENCE
An interesting element of the latest terms of reference is that the panel will look into residence-based taxation
vis-à-vis source-based taxation in respect of ECBs and FCCBs.

Under source-based taxation, all income arising in a particular state is taxed in that state, whereas in residence-based taxation, the resident in subject to tax on all his global incomes.

India follows a mix of models but predominantly the source-based taxation method. Many experts feel this model may have outlived its usefulness for such instruments as ECBs and FCCBs.

The Sahoo panel may either recommend steps to improve this model or dispense with it, say tax experts. While determining the tax incidence, one also needs to understand the interplay of domestic tax laws with the tax treaty framework, they point out.

“To give a fillip to the capital market, India needs to soften its stand on excessively stretching the contours of source-based taxation,” Aseem Chawla, Partner, MPC Legal, a law firm, told Business Line .

In the first phase, the Sahoo panel — set up in September 2013 — had submitted several recommendations to open wider the depository receipts window. It had suggested allowing Indian companies to issue depository receipts in overseas markets against any underlying security. Currently, domestic companies can issue such receipts only against ordinary equity shares.

>srivats.kr@thehindu.co.in

Published on January 6, 2014 17:12